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Class:PSC 001 - Intro to Comparative Politics
Subject:Political Science
University:George Washington University
Term:Spring 2010
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Institution organization or pattern of activity that is self-perpetuating and valued for its own sake embodies norms or values considered central to ppl's lives vary from country to country ex.: army, taxation, elections, the state
freedom ability of an indiv. to act independently, w/o fear of restriction or punishment by the state, other indiv., or groups
equality shared material standard
state org. that maintains a monopoly of violence over a territory originated with the Roman Empire
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sovereignty ability to carry out actions or policies w/in a territory independently from external actors or internal rivals
regime fundamental rules and norms of politics embodies long0term goals regarding freedom and equality can be changed by dramatic social events (revolution) - intermediate institutionalization at the most basic level - democratic or authoritarian
government leadership or elite in charge of running the state weakly institutionalized in democracy - elected officials in authoritarian regime - unelected
legitimacy the extent to which someone or something is recognized and generally accepted as right and proper three types: traditional, ex.: Monarch (based on history-strongly insitutionalized); charismatic, ex.: revolutionary hero (based on a leader's ideas and personality-weakly institutionalized); and rational-legal, ex.: elected official (built on rules and procedures, strongly institutionalized)
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federalism power is devolved to regional bodies (states, provinces) that control specific territory in a country helps check growth of central power
unitary states political power at the national level territorial divisions less important
devolution decentralization of power can increase state legitimacy (power closer to the people)
strong state able to fulfill basic tasks like defending territory and taxation
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failed state structures of the state break down to a large extent
capacity ability of the state to wield power in order to carry out basic tasks like providing security and reconciling freedom and equality
autonomy ability of state to wield power independently of public or international actors
society a collection of ppl bound by shared institutions that defin how human relations should be conducted
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ethnic identity/ethnicity refers to a person's relationship to other members of society institutions that bind ppl through a common culture based on customs, language, religion, etc. ascriptive - generally assigned at birth not inherently political
national identity set of institutions that bind people together through common political aspirations, esp. self-govt. and sovereignty often derived from ethnic identity basis for nationalism (pride in one's ppl and the belief that they have their own sovereign political destiny that is separate from those of others)
citizenship individual's relationship to the state; indiv. swears allegiance to the state, state provides benefits/rights purely political, easily changed
patriotism pride in one's state often arises from citizenship
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nation-state sovereign state encompassing one dominant nation that it claims to embody and represent
top-down view one view of ethnic and national conflict conflict is generated by elites and should be stopped by controlling political leaders responsible.
bottom-up view one view of ethnic and national conflict. conflict is generated by long-standing friction btwn groups animosity must burn itself out use of outside force will be ineffective.
political attitudes concerned with speed & methods of political change classified as radical, liberal, conservative, or reactionary particularistic: relative to the specific context of a given country
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radical dramatic, often revolutionary change of existing polit. social or econ. order entire political structure must be transformed
liberal (attitudes) change must happen through evolutionary change
conservatives question whether change is necessary existing structures provide order and continuity
reactionaries seek to restore the old order and go back to an often imagined past ideals
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political ideologies sets of political values regarding the fundamental goals of politics classified as liberalism, communism, social democracy, fascism and anarchism
liberalism (ideology) limited state role in society and economic activity emphasizes high degree of personal freedom over social equality US political attitude equivalent- conservative
communism state-owned property and production, elimination of mkt forces social equality over individual freedom US political attitude equivalent- radical
social democracy private property and mkt forces state plays strong role in regulating economy and providing social benefits to balance freedom and equality US political attitude equivalent- liberal
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fascism low degree of personal freedom and quality to achieve powerful state US political attitude equivalent- reactionary
anarchism elimination of the state and private property as a way to achieve freedom and equality US political attitude equivalent- radical
fundamentalism ideology that seeks to link religion with the state and make faith the sovereign authority ex.: the velayat e-faqih in Iran
political culture basic norms for political activity in a society determining factor in what ideologies will dominate a country's political regime unique to a given country or group distinct from political attitudes and ideologies
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markets interactions between the forces of supply and demand allocate resources through that interaction not easily controlled by the state, emerge spontaneously
property ownership of goods and services that are exchanged through markets
public goods provided by state to ensure that economic development is not limited by monopolies over society's basic needs, such as roads
social expenditures the state's provision of public benefits such as education
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liberalism (economic) Adam Smith economic development requires limited govt. interference
mercantilism Friedrich List states must play strong role in protecting and developing the national economy against foreign competitors ex.: Japan
communism (economic) Karl Marx human history is driven by econ. relations and inequality and revolution will eventually replace capitalism w/a system of total equality ex.: China
social democracy (economic) Edward Bernstein revolution is not necessary or inevitable economic equality can be achieved through democratic participation ex.: France, UK
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liberal democracy political system that promotes participation, competition, liberty origin: Greece
civil society network of associations independent from the state, which act in the public sphere and are bound by law constrains govt. power, encourages political participation, enhances legitimacy and trust in govt. types: economic, cultural/social, religious
civil society I (Foley & Edwards; Putnam) emphasizes civility and mutual benefit no political agenda, geared more toward interests and hobbies
civil society II (Foley & Edwards) emphasizes opposition to state undermines authoritarian regimes destabilizes democratic governments more likely to generate active citizenry than civil society II
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Import Substitution Industrialization (ISI) --based on mercantilism -state plays strong role in economy -tariff barriers are used to restrict imports -creates state-owned businesses in developing countries -industries become reliant on the state b/c they're unable to compete in global mkt. ex.: Brazil and Argentina
Export-Oriented Industrialization -based on mercantilism -state plays strong role in economy -tariff barriers are used to protect domestic industries -production focuses on industries that have comparative -advantage in int'l. mkt. -has led to higher growth than ISI ex.: S. Korea, Thailand
globalization process of expanding and intensifying linkages between states, societies, economies and individuals political implications: breaking down of distinctions between domestic and international politics emergence of non-state and supra-state actors (NGOs like Greenpeace, IGOs like the World Bank, MNCs like Microsoft)
economic globalization rapid growth in: >trade >FDI >MNCs >electronic commerce
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proportional representation votes cast for parties seats divided among parties on basis of share of vote result: more smaller parties
head of state role that symbolizes and represents the people more symbolic than functional articulates goals of regime
head of government in charge of everyday tasks of running the state
bicameral legislature two houses accounts for most liberal democracies ex.: England
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unicameral legislature one house more likely in small countries
parliamentary system majority of democracies two basic elements: PM & cabinet comes out of legislature; legislature elects and removes PM from office. Indirectly elected PM holds executive power as head of govt. and directs cabinet, formulates legislation & domestic and international policies. Serves for unfixed term, may be removed by vote of no confidence. head of state is ceremonial
presidential system minority of democratic systems president is directly elected by public for fixed term and has control over the cabinet and legislative process no vote of no confidence
semipresidential system power is divided between head of state and head of government presidents have fixed terms, PMs don't
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single-member districts votes cast for individuals candidate with the largest share wins seat or majority fewer larger parties "wasted" votes ex.: Japan, US, England
mixed system votes cast for one party and one candidate some seats filled by individual races, some by party outcome result: mixed outcome
civil rights promotion of equality
civil liberties promotion of freedom
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global freedom measured by Freedom House, based on: -political rights (electoral process, political pluralism and participation, functioning of govt.) -civil liberties (freedom of expression & belief; association of organizational rights; rule of law; personal autonomy) categories: free (electoral and liberal democracy); partly free (some electoral democracies that are not liberal; electoral/liberal democracies that fall short); not free (lack of electoral/liberal democracy)
Three Waves of Democratization Samuel Huntington 1828-1926 1943-1962 1974-1990s
structural adjustment based on liberalism opening up of economy and reduction of state involvement FDI is encouraged often follows ISI criticized as tool of neocolonialism and for failure in many cases to bring substantial econ. development
imperialism system in which a state extends its power beyond its borders to control other territories and peoples propagated by European powers from the 16th-21st centuries driven by economic, strategic, religious motives often led to colonialism
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neocolonialism indirect form of imperialism in which powerful countries overly influence the economies of less-developed countries ex.: Washington Consensus
modernization theory social and cultural change brought on by economic development industrialization, urbanization, rising levels of education and value change all contribute to democratization
Iron Triangle The link between Japanese bureaucrats (not elected, recruited based on merit), conservative politicians, and businessmen policies are determined by administrative guidance
zaibatsu industrial conglomerates in Japan
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the Diet Japan's legislature, made up of two houses: 1. House of Representatives - lower house; 480 ppl; 4 yr. term; can be dissolved; has vote of no confidence 2. House of Councilors - upper house; 242 ppl; 6 yr. term; cannot be dissolved; more power than British House of Lords; passed vote of no confidence when DPJ won in 2007
House of Lords UK has virtually no power; judicial authority; provides legal basis for govt. legislation
House of Commons 646 members; individual districts of UK are represented can remove the PM w/vote of no confidence debates issues and votes on legislation
abertura gradual opening of Brazilian politics by the military during the 1970s, which eventually led to democratization
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Cardoso Brazilian president responsible for significant economic and political reform, 1995-2002
National Congress Brazil's legislature, made up of Chamber of Deputies (lower house) and Federal Senate (upper house)
Landless Workers Movement (MST) large Brazilian social movement that has fought for land reform
liberation theology the church should act to improve social and political power of the poor
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MERCOSUR free-trade organization that Brazil and its neighbors are part of
open-list proportional representation Brazil's electoral system for legislative elections, in which voters may select individual candidates instead of a party list
robust federalism Brazil's current constitution established a federal system in which the states have a lot of power.
state corporatism political system in which citizens are encouraged to participate in state-controlled interest groups
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Workers' Party (PT) Brazil's most important leftist party
African National Congress South Africa's major anti-apartheid liberation movement, and the governing party since the return of democracy in 1994
African Union organization of African nations pursuing greater polit and econ integration across the continent
Afrikaners White South Africans who speak Afrikaans and are descendants of the Dutch, French, and German colonists
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apartheid the Afrikaner-dominated racist authoritarian regime in South African that was in power from 1948 to 1994
Black Economic Empowerment (BEE) South Africa's affirmative action program that aims to create a new class of black owners and management through a series of quotas and targets
Congress of the People (COPE) a new South African polit party formed by defectors from the ANC
Congress of South AFrican Trade Unions (COSATU) most important trade union confederation, closely linked to ANC
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FW de Klerk last president of the apartheid regime in South Africa; negotiated transition to democracy
Democratic Alliance South Africa's main opposition party
Growth Empowerment and Redistribution Program (GEAR) 1996 liberal macroeconomic structural adjustment plan that moved the ANC toward more market-friendly political policy
Thabo Mbeki South Africa's former president who was forced to resign in 2008 when he failed to win the election as the ANC leader
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National Assembly South Africa's lower house of parliament proportional representation
New Partnership for Africa's Development (NEPAD) The African Union program that attempts to tie foreign development aid to a commitment to democracy and the rule of law
Truth and Reconciliation Commission Post-apartheid body established to document apartheid-era human rights abuses and give reparations to victims and amnesty to perpetrators who confessed to crimes
Archbishop Desmond Tutu anti-apartheid activist and leader of south africa's anglican church who chaired the Truth and Reconciliation Commission
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United Democratic Front (udf) unified anti-apartheid coalition created in 1983 from major black and white opposition groups
national council of provinces upper house of South Africa's parliament
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List View: Terms & Definitions

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 Institutionorganization or pattern of activity that is self-perpetuating and valued for its own sake
embodies norms or values considered central to ppl's lives
vary from country to country
ex.: army, taxation, elections, the state
 freedomability of an indiv. to act independently, w/o fear of restriction or punishment by the state, other indiv., or groups
 equalityshared material standard
 stateorg. that maintains a monopoly of violence over a territory
originated with the Roman Empire
 sovereigntyability to carry out actions or policies w/in a territory independently from external actors or internal rivals
 regimefundamental rules and norms of politics
embodies long0term goals regarding freedom and equality
can be changed by dramatic social events (revolution) - intermediate institutionalization
at the most basic level - democratic or authoritarian
 governmentleadership or elite in charge of running the state
weakly institutionalized
in democracy - elected officials
in authoritarian regime - unelected
 legitimacythe extent to which someone or something is recognized and generally accepted as right and proper
three types:
traditional, ex.: Monarch (based on history-strongly insitutionalized);
charismatic, ex.: revolutionary hero (based on a leader's ideas and personality-weakly institutionalized);
and rational-legal, ex.: elected official (built on rules and procedures, strongly institutionalized)
 federalismpower is devolved to regional bodies (states, provinces) that control specific territory in a country
helps check growth of central power
 unitary statespolitical power at the national level
territorial divisions less important
 devolutiondecentralization of power
can increase state legitimacy (power closer to the people)
 strong stateable to fulfill basic tasks like defending territory and taxation
 failed statestructures of the state break down to a large extent
 capacityability of the state to wield power in order to carry out basic tasks like providing security and reconciling freedom and equality
 autonomyability of state to wield power independently of public or international actors
 societya collection of ppl bound by shared institutions that defin how human relations should be conducted
 ethnic identity/ethnicityrefers to a person's relationship to other members of society
institutions that bind ppl through a common culture
based on customs, language, religion, etc.
ascriptive - generally assigned at birth
not inherently political
 national identityset of institutions that bind people together through common political aspirations, esp. self-govt. and sovereignty
often derived from ethnic identity
basis for nationalism (pride in one's ppl and the belief that they have their own sovereign political destiny that is separate from those of others)
 citizenshipindividual's relationship to the state; indiv. swears allegiance to the state, state provides benefits/rights
purely political, easily changed
 patriotismpride in one's state
often arises from citizenship
 nation-statesovereign state encompassing one dominant nation that it claims to embody and represent
 top-down viewone view of ethnic and national conflict
conflict is generated by elites and should be stopped by controlling political leaders responsible.
 bottom-up viewone view of ethnic and national conflict.
conflict is generated by long-standing friction btwn groups
animosity must burn itself out
use of outside force will be ineffective.
 political attitudesconcerned with speed & methods of political change
classified as radical, liberal, conservative, or reactionary
particularistic: relative to the specific context of a given country
 radicaldramatic, often revolutionary change of existing polit. social or econ. order
entire political structure must be transformed
 liberal (attitudes)change must happen through evolutionary change
 conservativesquestion whether change is necessary
existing structures provide order and continuity
 reactionariesseek to restore the old order and go back to an often imagined past ideals
 political ideologiessets of political values regarding the fundamental goals of politics
classified as liberalism, communism, social democracy, fascism and anarchism
 liberalism (ideology)limited state role in society and economic activity
emphasizes high degree of personal freedom over social equality
US political attitude equivalent- conservative
 communismstate-owned property and production, elimination of mkt forces
social equality over individual freedom
US political attitude equivalent- radical
 social democracyprivate property and mkt forces
state plays strong role in regulating economy and providing social benefits to balance freedom and equality
US political attitude equivalent- liberal
 fascismlow degree of personal freedom and quality to achieve powerful state
US political attitude equivalent- reactionary
 anarchismelimination of the state and private property as a way to achieve freedom and equality
US political attitude equivalent- radical
 fundamentalismideology that seeks to link religion with the state and make faith the sovereign authority
ex.: the velayat e-faqih in Iran
 political culturebasic norms for political activity in a society
determining factor in what ideologies will dominate a country's political regime
unique to a given country or group
distinct from political attitudes and ideologies
 marketsinteractions between the forces of supply and demand
allocate resources through that interaction
not easily controlled by the state, emerge spontaneously
 propertyownership of goods and services that are exchanged through markets
 public goodsprovided by state to ensure that economic development is not limited by monopolies over society's basic needs, such as roads
 social expendituresthe state's provision of public benefits such as education
 liberalism (economic)Adam Smith
economic development requires limited govt. interference
 mercantilismFriedrich List
states must play strong role in protecting and developing the national economy against foreign competitors
ex.: Japan
 communism (economic)Karl Marx
human history is driven by econ. relations and inequality and revolution will eventually replace capitalism w/a system of total equality
ex.: China
 social democracy (economic)Edward Bernstein
revolution is not necessary or inevitable
economic equality can be achieved through democratic participation
ex.: France, UK
 liberal democracypolitical system that promotes participation, competition, liberty
origin: Greece
 civil societynetwork of associations independent from the state, which act in the public sphere and are bound by law
constrains govt. power, encourages political participation, enhances legitimacy and trust in govt.
types: economic, cultural/social, religious
 civil society I(Foley & Edwards; Putnam)
emphasizes civility and mutual benefit
no political agenda, geared more toward interests and hobbies
 civil society II(Foley & Edwards)
emphasizes opposition to state
undermines authoritarian regimes
destabilizes democratic governments
more likely to generate active citizenry than civil society II
 Import Substitution Industrialization (ISI)--based on mercantilism
-state plays strong role in economy
-tariff barriers are used to restrict imports
-creates state-owned businesses in developing countries
-industries become reliant on the state b/c they're unable to compete in global mkt.

ex.: Brazil and Argentina
 Export-Oriented Industrialization-based on mercantilism
-state plays strong role in economy
-tariff barriers are used to protect domestic industries
-production focuses on industries that have comparative -advantage in int'l. mkt.
-has led to higher growth than ISI


ex.: S. Korea, Thailand
 globalizationprocess of expanding and intensifying linkages between states, societies, economies and individuals

political implications: breaking down of distinctions between domestic and international politics
emergence of non-state and supra-state actors (NGOs like Greenpeace, IGOs like the World Bank, MNCs like Microsoft)
 economic globalizationrapid growth in:
>trade
>FDI
>MNCs
>electronic commerce
 proportional representationvotes cast for parties
seats divided among parties on basis of share of vote
result: more smaller parties
 head of staterole that symbolizes and represents the people
more symbolic than functional
articulates goals of regime
 head of governmentin charge of everyday tasks of running the state
 bicameral legislaturetwo houses
accounts for most liberal democracies
ex.: England
 unicameral legislatureone house
more likely in small countries
 parliamentary systemmajority of democracies
two basic elements: PM & cabinet comes out of legislature; legislature elects and removes PM from office.
Indirectly elected PM holds executive power as head of govt. and directs cabinet, formulates legislation & domestic and international policies. Serves for unfixed term, may be removed by vote of no confidence.
head of state is ceremonial
 presidential systemminority of democratic systems
president is directly elected by public for fixed term and has control over the cabinet and legislative process
no vote of no confidence
 semipresidential systempower is divided between head of state and head of government
presidents have fixed terms, PMs don't
 single-member districtsvotes cast for individuals
candidate with the largest share wins seat or majority
fewer larger parties
"wasted" votes
ex.: Japan, US, England
 mixed systemvotes cast for one party and one candidate
some seats filled by individual races, some by party outcome
result: mixed outcome
 civil rightspromotion of equality
 civil libertiespromotion of freedom
 global freedommeasured by Freedom House, based on:
-political rights (electoral process, political pluralism and participation, functioning of govt.)
-civil liberties (freedom of expression & belief; association of organizational rights; rule of law; personal autonomy)

categories: free (electoral and liberal democracy); partly free (some electoral democracies that are not liberal; electoral/liberal democracies that fall short); not free (lack of electoral/liberal democracy)
 Three Waves of DemocratizationSamuel Huntington
1828-1926
1943-1962
1974-1990s
 structural adjustmentbased on liberalism
opening up of economy and reduction of state involvement
FDI is encouraged
often follows ISI
criticized as tool of neocolonialism and for failure in many cases to bring substantial econ. development
 imperialismsystem in which a state extends its power beyond its borders to control other territories and peoples
propagated by European powers from the 16th-21st centuries
driven by economic, strategic, religious motives
often led to colonialism
 neocolonialismindirect form of imperialism in which powerful countries overly influence the economies of less-developed countries
ex.: Washington Consensus
 modernization theorysocial and cultural change brought on by economic development
industrialization, urbanization, rising levels of education and value change all contribute to democratization
 Iron TriangleThe link between Japanese bureaucrats (not elected, recruited based on merit), conservative politicians, and businessmen
policies are determined by administrative guidance
 zaibatsuindustrial conglomerates in Japan
 the DietJapan's legislature, made up of two houses:
1. House of Representatives - lower house; 480 ppl; 4 yr. term; can be dissolved; has vote of no confidence
2. House of Councilors - upper house; 242 ppl; 6 yr. term; cannot be dissolved; more power than British House of Lords; passed vote of no confidence when DPJ won in 2007
 House of LordsUK
has virtually no power; judicial authority; provides legal basis for govt. legislation
 House of Commons646 members; individual districts of UK are represented
can remove the PM w/vote of no confidence
debates issues and votes on legislation
 aberturagradual opening of Brazilian politics by the military during the 1970s, which eventually led to democratization
 CardosoBrazilian president responsible for significant economic and political reform, 1995-2002
 National CongressBrazil's legislature, made up of Chamber of Deputies (lower house) and Federal Senate (upper house)
 Landless Workers Movement (MST)large Brazilian social movement that has fought for land reform
 liberation theologythe church should act to improve social and political power of the poor
 MERCOSURfree-trade organization that Brazil and its neighbors are part of
 open-list proportional representationBrazil's electoral system for legislative elections, in which voters may select individual candidates instead of a party list
 robust federalismBrazil's current constitution established a federal system in which the states have a lot of power.
 state corporatismpolitical system in which citizens are encouraged to participate in state-controlled interest groups
 Workers' Party (PT)Brazil's most important leftist party
 African National CongressSouth Africa's major anti-apartheid liberation movement, and the governing party since the return of democracy in 1994
 African Unionorganization of African nations pursuing greater polit and econ integration across the continent
 AfrikanersWhite South Africans who speak Afrikaans and are descendants of the Dutch, French, and German colonists
 apartheidthe Afrikaner-dominated racist authoritarian regime in South African that was in power from 1948 to 1994
 Black Economic Empowerment (BEE)South Africa's affirmative action program that aims to create a new class of black owners and management through a series of quotas and targets
 Congress of the People (COPE)a new South African polit party formed by defectors from the ANC
 Congress of South AFrican Trade Unions (COSATU)most important trade union confederation, closely linked to ANC
 FW de Klerklast president of the apartheid regime in South Africa; negotiated transition to democracy
 Democratic AllianceSouth Africa's main opposition party
 Growth Empowerment and Redistribution Program (GEAR)1996 liberal macroeconomic structural adjustment plan that moved the ANC toward more market-friendly political policy
 Thabo MbekiSouth Africa's former president who was forced to resign in 2008 when he failed to win the election as the ANC leader
 National AssemblySouth Africa's lower house of parliament
proportional representation
 New Partnership for Africa's Development (NEPAD)The African Union program that attempts to tie foreign development aid to a commitment to democracy and the rule of law
 Truth and Reconciliation CommissionPost-apartheid body established to document apartheid-era human rights abuses and give reparations to victims and amnesty to perpetrators who confessed to crimes
 Archbishop Desmond Tutuanti-apartheid activist and leader of south africa's anglican church who chaired the Truth and Reconciliation Commission
 United Democratic Front (udf)unified anti-apartheid coalition created in 1983 from major black and white opposition groups
 national council of provincesupper house of South Africa's parliament