Koofers

Past Exam for FINA 4400 - Financial Markets and Institutions with Ren at North Texas (UNT)

Exam Information

Material Type:Final
Professor:Ren
Class:FINA 4400 - Financial Markets and Institutions
Subject:Finance
University:University of North Texas
Term:--
Keywords:
  • Red Herring Prospectus
  • Registration Statement
  • Conventional Mortgage
  • Outstanding Stock
  • Provided That
  • Primary Market
  • Conventional
  • Outstanding
  • Intermediary
  • Financial Intermediary
Login / Sign Up to View Document
Preview Page 1Preview Page 2Preview Page 3Preview Page 4Preview Page 5Preview Page 6

Sample Document Text

Name ____________________________________ FINANCIAL MARKETS AND INSTITUTIONS FINA 4400 Final Exam INSTRUCTIONS: Put your name on both your test and the scantron. Only the answers on the scantron will be graded for Section I. When you have completed your test, turn in both the test and scantron and sign out on the sheet provided in the front of the classroom. Multiple choice. Answer all 37 questions on the provided scantron. Each question is worth 2.7027027 points. (100 total points) 1. Which of the following are money market instruments? A. Negotiable CDs B. Common stock C. T-bonds D. 4 year maturity corporate bond E. A, B and C are money market instruments 2. The preliminary version of a security offer that is circulated to potential buyers before SEC approval (registration) is obtained is called a A. Final prospectus B. Shelf registration statement C. Due diligence draft D. Waiting period offer E. Red herring prospectus 3. Of the following, the most recent derivative security innovations are A. Foreign curr...

Related Documents

Commissions Quiz
Inflation Premium Notes
Striking Price Notes
Municipal Bonds Quiz
Conventional Mortgage Exam
Required Rate Exam
Receivable Turnover Ratio Exam
Differences Notes
Token Money Exam
Compounding Exam
Provided That Exam
Rehabilitation Exam
Serial Bonds Exam
Authorized Shares Exam
Subjective Risk Exam
Cost of Debt Notes
155, "/var/app/current/tmp/"